Category | Dealer Groups

News in Brief

ASIC Seeks Peer Review Panel Members Infocus to Expand H&R Block Referral Program ClearView Signs Xplan for Scaled Advice (more…)

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0 · August 15, 2017 in Company News, Dealer Groups, Services, Technology  

News in Brief

Evalesco Shifts Licensee AIA Australia Health Insurance Brand Open for Business ASIC Accepts Enforceable Undertaking from Findex (more…)

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0 · August 1, 2017 in Compliance & Regulation, Dealer Groups, Products  

Industry Pays Tribute to Gerry Porter

The AFA and Synchron have paid tribute to long serving adviser, former AFA Board Member and former Synchron Queensland State Manager, Gerry Porter, after he passed away on 29 July 2017. (more…)

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2 · July 31, 2017 in Dealer Groups  

Advisers and Licensees To Pay Under ASIC Funding Model

Smaller licensees are likely to feel the pinch under ASIC’s new industry funding model after it announced that all licensees providing financial advice will be required to pay a $1500 levy alongside individual adviser levies. (more…)

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1 · July 17, 2017 in Compliance & Regulation, Dealer Groups  

NAB Advice Groups Failed to Disclose Integrated Relationships

NAB owned financial advice groups have been forced to make corrective disclosures after ASIC found they did not inform clients about relationships between the advisers, their licensees and product providers owned by the NAB Group. (more…)

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0 · July 10, 2017 in Company News, Compliance & Regulation, Dealer Groups  

Former AFA CEO Named as Advice Group Board Member

The former Chief Executive of the AFA, Brad Fox, has joined the board of Sydney based financial advice firm, Stanford Brown, as a non-executive director. (more…)

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0 · July 4, 2017 in Appointments, Dealer Groups  

News In Brief

AIA Vitality Program Boosts Online Presence ASIC Bans Adviser for Double Charging CBA Set to Wrap-Up Review Program Sequoia Purchases Interprac Advice Business (more…)

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0 · June 20, 2017 in Company News, Dealer Groups, Remuneration  

APL Fees Paid by Insurers are ‘Modest’

Life insurers are paying up to $200 per adviser per annum to provide education and training on products on a licensee’s approved product list (APL), with this figure being described as ‘modest’ by Zurich Financial Services. (more…)

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2 · June 16, 2017 in Dealer Groups, Products  

News in Brief

BTFG Promotes Ethics With Advisers FPA Offers Pro-Bono Advice to Cancer Sufferers (more…)

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0 · June 13, 2017 in Associations, Dealer Groups  

Bombora Marks Anniversary with Continued Growth

Risk focused advice group Bombora Advice will celebrate the fourth anniversary of its entrance into the market as one of the 12 leading licensees in risk advice in the country. (more…)

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0 · May 23, 2017 in Dealer Groups, Services