{"id":72450,"date":"2024-07-18T09:40:52","date_gmt":"2024-07-17T23:40:52","guid":{"rendered":"https:\/\/riskinfo.com.au\/news\/?p=72450"},"modified":"2024-07-23T11:11:57","modified_gmt":"2024-07-23T01:11:57","slug":"queensland-adviser-permanently-banned","status":"publish","type":"post","link":"https:\/\/riskinfo.com.au\/news\/2024\/07\/18\/queensland-adviser-permanently-banned\/","title":{"rendered":"Queensland Adviser Permanently Banned"},"content":{"rendered":"<p>ASIC has permanently banned Queensland-based financial adviser <strong>Anass \u201cCaesar\u2019 Abdalla<\/strong> from providing any financial services, performing any function involved in the carrying on of a financial services business and from controlling an entity that carries on a financial services business.<\/p>\n<p>The regulator says it found that Abdalla, as the general manager of the financial services licensee \u201c\u2026asked an authorised representative of the licensee, who was not working at the time, to sign documents misleading clients into thinking that personal advice had been provided by the authorised representative when it had not been.\u201d<\/p>\n<p>ASIC says Abdalla\u2019s conduct \u201c\u2026gave reason to believe that he lacks the fitness and propriety to provide financial services, or manage or control those who do.\u201d<\/p>\n<p>Abdalla has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC\u2019s decision. The banning is recorded on <a href=\"https:\/\/asic.gov.au\/online-services\/search-asic-s-registers\/banned-and-disqualified\/\" target=\"_blank\" rel=\"noopener\">ASIC\u2019s\u202fbanned and disqualified register<\/a>.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>ASIC has permanently banned Queensland-based financial adviser Anass \u201cCaesar\u2019 Abdalla from providing any financial services, performing any function involved in the carrying on of a financial services business and from controlling an entity that carries on a financial services business. The regulator says it found that Abdalla, as the general manager of the financial services [&hellip;]<\/p>\n","protected":false},"author":24,"featured_media":72453,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[8,3],"tags":[],"class_list":["post-72450","post","type-post","status-publish","format-standard","has-post-thumbnail","category-compliance-regulation","category-general"],"_links":{"self":[{"href":"https:\/\/riskinfo.com.au\/news\/wp-json\/wp\/v2\/posts\/72450","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/riskinfo.com.au\/news\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/riskinfo.com.au\/news\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/riskinfo.com.au\/news\/wp-json\/wp\/v2\/users\/24"}],"replies":[{"embeddable":true,"href":"https:\/\/riskinfo.com.au\/news\/wp-json\/wp\/v2\/comments?post=72450"}],"version-history":[{"count":0,"href":"https:\/\/riskinfo.com.au\/news\/wp-json\/wp\/v2\/posts\/72450\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/riskinfo.com.au\/news\/wp-json\/wp\/v2\/media\/72453"}],"wp:attachment":[{"href":"https:\/\/riskinfo.com.au\/news\/wp-json\/wp\/v2\/media?parent=72450"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/riskinfo.com.au\/news\/wp-json\/wp\/v2\/categories?post=72450"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/riskinfo.com.au\/news\/wp-json\/wp\/v2\/tags?post=72450"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}