Category | Practice Management

FPA Releases Evolution of Advice Discussion Paper

The Financial Planning Association of Australia has released a new discussion paper on the evolution of advice over the next five years and opened consultation on its proposed new policy platform, which it expects to release in 2020. (more…)

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0 · November 29, 2019 in Associations, Practice Management  

AdviserLogic Releases Reimagined Digital SoA Production Suite

AdviserLogic has released a reimagined digital SoA production suite which CEO, Daniel Gara, says has “thrown off the shackles of old-fashioned SoA production”, replacing it with a system that is designed for maximum compliance control and ease of use. (more…)

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0 · November 25, 2019 in Compliance & Regulation, Practice Management, Technology  
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ASIC Bans Queensland Adviser

ASIC has banned Queensland financial adviser, Mark Rothnie, for three years for failing to act in the best interests of his clients and for failing to provide appropriate advice. (more…)

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0 · November 8, 2019 in Compliance & Regulation, Practice Management  

ASIC Bans QLD Adviser For Seven Years

Beenleigh-based adviser, Ian Victor Haisman, has been banned by ASIC from providing financial services for a period of seven years, after the regulator found that Haisman failed to act in the best interests of his clients. (more…)

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0 · October 11, 2019 in Compliance & Regulation, Practice Management  
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Buy Prices Fall for Risk Books

Radar Results Principal, John Birt, says that prices offered for financial planning and risk books have declined. (more…)

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· October 7, 2019 in Company News, Practice Management  

MetLife Understanding The Adviser-Client Relationship Report 2019

Financial advisers may risk losing clients if they fail to demonstrate long-term value of advice, the latest research from MetLife Australia has revealed. (more…)

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0 · September 20, 2019 in General, Practice Management  

AMP Announces Transformational Strategy for Wealth Management

AMP’s three-year transformational strategy aims to make a shift into a simpler, client-focused business that is higher growth and higher return. (more…)

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0 · August 9, 2019 in Company News, Practice Management  
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Financial Planners Embrace Self-Licensing 

More planners are turning to self-licensing, however the dealer group model will continue to play a major role, according to the latest Licensee Satisfaction Report from research firm Investment Trends.   (more…)

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2 · August 5, 2019 in Compliance & Regulation, General, Practice Management, Services, Training  

Xplan to be Simplified For Users

Iress has announced it will release the first of several planned updates aimed at making advice software platform Xplan simpler for users and to give them greater access to its functionality. (more…)

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· August 1, 2019 in Company News, General, Practice Management, Services  

Elixir Launches Virtual Business Coaching Portal

National consultancy group, Elixir Consulting has launched a ‘virtual business coaching’ portal designed specifically for financial advisers in Australia. (more…)

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· July 30, 2019 in Company News, General, Practice Management, Technology, Training