November 8, 2019
ASIC has banned Queensland financial adviser, Mark Rothnie, for three years for failing to act in the best interests of his clients and for failing to provide appropriate advice. (more…)
Category | Practice Management
ASIC Bans QLD Adviser For Seven Years
October 11, 2019
Beenleigh-based adviser, Ian Victor Haisman, has been banned by ASIC from providing financial services for a period of seven years, after the regulator found that Haisman failed to act in the best interests of his clients. (more…)
Buy Prices Fall for Risk Books
October 7, 2019
Radar Results Principal, John Birt, says that prices offered for financial planning and risk books have declined. (more…)
MetLife Understanding The Adviser-Client Relationship Report 2019
September 20, 2019
Financial advisers may risk losing clients if they fail to demonstrate long-term value of advice, the latest research from MetLife Australia has revealed. (more…)
AMP Announces Transformational Strategy for Wealth Management
August 9, 2019
AMP’s three-year transformational strategy aims to make a shift into a simpler, client-focused business that is higher growth and higher return. (more…)
Financial Planners Embrace Self-Licensing
August 5, 2019
More planners are turning to self-licensing, however the dealer group model will continue to play a major role, according to the latest Licensee Satisfaction Report from research firm Investment Trends. (more…)
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2 · August 5, 2019 in Compliance & Regulation, General, Practice Management, Services, Training
2 · August 5, 2019 in Compliance & Regulation, General, Practice Management, Services, Training
Xplan to be Simplified For Users
August 1, 2019
Iress has announced it will release the first of several planned updates aimed at making advice software platform Xplan simpler for users and to give them greater access to its functionality. (more…)
Elixir Launches Virtual Business Coaching Portal
July 30, 2019
National consultancy group, Elixir Consulting has launched a ‘virtual business coaching’ portal designed specifically for financial advisers in Australia. (more…)
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· July 30, 2019 in Company News, General, Practice Management, Technology, Training
· July 30, 2019 in Company News, General, Practice Management, Technology, Training
Compliance Burden Still Top Challenge For Planners
July 3, 2019
Financial planners have indicated that compliance burden remains their top challenge, according to the latest findings from research firm Investment Trends. (more…)
ASIC Bans Queensland Insurance Adviser
June 28, 2019
A Queensland financial adviser from Beenleigh has been banned by ASIC who found the advice he provided did not take into account the individual circumstances of his clients because he used a templated approach for all clients. (more…)
